4 articles
Compliance Guides
All articles in the compliance category
ComplianceJuly 7, 2026
SAFR for AML: Governing Compliance-Triage AI Agents at Runtime
MAS SAFR names compliance triage among its heightened-concern applications. An AML triage agent walkthrough: mandate, controls, dispositions, audit record.
9 min read
ComplianceJune 9, 2026
Suspicious Activity Report (SAR/STR) Template: A Maker-Checker Narrative You Can Defend
A practitioner SAR/STR template: the 5W1H narrative structure, a source-evidence checklist, and why filing must stay a two-person maker-checker gate under the AMLR and goAML.
12 min read
ComplianceJune 9, 2026
AMLR 2027 Readiness Checklist: Closing the Gap Before the EU Single Rulebook Applies
A practitioner gap-assessment for AMLR (Reg (EU) 2024/1624) before its 10 July 2027 application: UBO 25%, EDD, Article 10 risk assessment, EUR 10,000 cash limit, AMLA standards.
12 min read
ComplianceJanuary 14, 2026
AI Agent Audit Checklist: 10 Controls and Evidence Tests
Copy a 10-part AI agent audit checklist for ownership, identity, access, approvals, runtime controls, lineage, changes, incidents, retention, and sampling.
10 min read